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Our research and testimony frequently result in awards, decisions and orders. See what our experts have been working on.

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$370,000 UBS YES Award

In March 2021, a FINRA arbitration panel in Columbus, OH ordered UBS Financial Services to pay $342,127 in compensatory damages, plus approximately $28,000 in expert witness fees. Craig McCann testified on liability and damages over UBS's YES options overlay strategy.

$1.1 Million UBS YES Award

In March 2021, a FINRA arbitration panel in Denver, CO ordered UBS Financial Services to pay $1,044,242 in compensatory damages, plus approximately $53,442 in interest. Craig McCann testified on liability and damages over UBS's YES options overlay strategy.

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