Results

Our research and testimony frequently result in awards, decisions and orders. See what our experts have been working on.

Displaying 4 out of 4 results

Garcia v AG Edwards - $571,159 Churning Award

In December 2001, an NASD arbitration panel in Boca Raton, FL ordered AG Edwards to pay the Claimant at least $571,159 including compensatory damages and prejudgment interest. Dr. McCann testified that the securities portfolio was churned and estimated damages.

Wolfe v Considine - $424,183 Award

In December 2001, an NASD arbitration panel in Baltimore, MD ordered the Respondent to pay the Claimant $424,183 in damages after a hearing wherein the Claimant alleged that Respondents churned Claimant's account and invested in unsuitable securities. Dr. McCann testified on behalf of the Claimant.

Stanton v Cendant - $18.8 Million Securities Fraud Award

In February 2001, a AAA arbitration panel in New York, NY ordered Cendant to pay $18.8 Million to Claimants who sold their closely-held business, Dine-a-Mate, to Cendant for shares of stock during a pervasive accounting fraud. Dr. McCann testified on behalf of the Claimants.

Mueller v Gaines Berland - $372,922 Texas Securities Act Award

In February 2001, an NASD arbitration panel in Dallas, TX ordered Gaines Berland to pay Claimant $392,922 including attorney's fees and expert witness costs for violation of the Texas Securities Act and the Texas Deceptive Trade Practices Act. Dr. McCann testified for the Claimant.

4 Results

1