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Our research and testimony frequently result in awards, decisions and orders. See what our experts have been working on.

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$1.3 Million Fidelity Autocallable Structured Products Award

In February 2026, a FINRA arbitration panel in Phoenix, AZ ordered Fidelity to pay $1,287,865 in compensatory damages. You can read the award here. Craig McCann testified on liability and damages related to the autocallable structured products.

$6.14 Million Blackmon v UBS Award: Employee Stock Options and Concentrated Stock

In February 2026, a FINRA arbitration panel in Boca Raton, FL ordered UBS to pay $5,375,000 in compensatory damages, $638,226 in interest, and $125,000 in costs. You can read the award here. Craig McCann testified on liability and damages over Respondents' recommendations related to a concentrated stock position.

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