Our experts frequently write blog posts about the findings of the research we are conducting.
Bad Brokers Falsify Their BrokerCheck Records and No One Notices
This is Why Merrill Lynch Paid the SEC and FINRA $15 million over Bank of America's VOL Index-linked Structured Products.
AdvisorHub, June 20, 2016 - "Spy Novelist Who Claimed Deception by Morgan Stanley Wins $3.6 Million"
A Bad Broker Found His Firm; You Should Avoid Them Both
Smaller Brokerage Firms Are Even Worse!
Investors Lose Over $7 Billion in SandRidge Energy Stock and Notes
Have 1.3% or 7.3% of Stock Brokers Engaged in Misconduct?
How Widespread and Predictable is Stock Broker Misconduct?
Enforcement Actions: Week in Review - April 8th, 2016
Enforcement Actions: Week in Review - April 1st, 2016