You can download a PDF copy of this post to print or email here.
You can download an Excel file containing some of our analysis of Aegis' sole underwritten offerings
here.
Introduction
Aegis Capital is one of the worst few retail brokerage firms based on complaints and investors should avoid it at all costs. You can see our recent post on bad brokerage firms here
2024 Brokerage Firm Risk Rankings
We previously published two papers ranking brokerage firms based on the complaint history associated with their current brokers and the complaints associated with brokers who they employed
at the time of the conduct being complained about, wherever those brokers are currently employed.
We recently updated our analysis of complaints against brokerage firms and found that our earlier results were extremely useful for identifying brokerage firms likely...
