Our experts frequently write blog posts about the findings of the research we are conducting.
Ohio Division of Securities, In the Matter of Timothy K. Fife - Ohio IA Registration to be Revoked
FINRA Enforcement Actions: Month in Review
SEC Examiniation Priorities 2014
FINRA Action Against JP Turner for Unsuitable Leveraged ETF Sales
Just How Risky Are Leveraged and Inverse ETFs?
Massachusetts Fines Five Brokerage Firms for Sale of Non-Traded REITs
SEC Examination Priorities 2013
to determine...
SLCG Research: Volatility Smiles from Leveraged ETF Options
Derivatives in Active ETFs
Mutual Funds Holding Leveraged and Inverse Leveraged ETFs