SEC Announces 2016 Examination Priorities January 11, 2016 (Litigation Release No. 4) The SEC has announced its new 2016 priorities for its Office of Compliance Inspections and Examinations. The new priorities center around liquidity controls, public pension advisers, product promotion, exchange-traded funds, and variable annuities.
Julie M. Riewe, Co-Chief of Asset Management Unit, to Leave SEC After 10 Years of Service January 11, 2016 (Litigation Release No. 5)...
