Arbitration Is a Tough Climb
The Wall Street Journal's "Arbitration Is a Tough Climb: Some Ask if System Is Stacked Against Investors" extensively cites research undertaken by Dr. O'Neal on NASD and New York Stock Exchange arbitration awards from 1995 to 2004.
Citigroup Ruling May Embolden Affluent Investors
The Wall Street Journal's "Citigroup Ruling May Embolden Affluent Investors" discusses in detail Dr. McCann's involvement in an arbitration proceeding in Cleveland, OH between a wealthy investor and Citigroup over client presentations made by its private client group.
Concentrated Stock Dangers
On Wall Street's "Concentrated Stock Dangers" describes research conducted by Dr. McCann and Dr. Luo on the disastrous results from the strategy recommended by some brokerage firms to borrow against a concentrated position and buy additional stocks to diversify.
Damage Theories Under State Law for Securities Violations by Brokers in Arbitration
Dr. McCann presents "Damage Theories Under State Law for Securities Violations by Brokers in Arbitration" to the Houston Bar Association.