Our experts have published extensively in peer-reviewed journals. Pre-publication versions of these papers plus other working papers are available below.
Impact of Zoom on FINRA Claimants
UBS's Yield Enhancement Strategy ("YES") Returns - and then the Losses - Were Caused by Equity Market Exposure
Puerto Rico Securities Arbitration Settlements and Awards Likely to Exceed $1.25 Billion (Updated May 15, 2019)
Rating Brokerage Firms by Their Complaint Histories Rather Than by Their Brokers' Histories
Puerto Rico Securities Arbitration Settlements and Awards Sure to Exceed $1 Billion (Updated November 15, 2018)
Structured Products and the Mischief of Self-Indexing
How Widespread and Predictable is Stock Broker Misconduct?
Craig McCann's NASAA 2015 Presentation, Investments Through Time
Fiduciary Duties and Non-traded REITs