2024 Brokerage Firm Risk Rankings
(Feb 2024)
By Craig McCann, Chuan Qin and Mike Yan
We previously published two papers ranking brokerage firms based on the complaint history associated with their current brokers and the complaints associated with brokers who they employed
at the time of the conduct being complained about, wherever those brokers are currently employed.
We recently updated our analysis of complaints against brokerage firms and found that our earlier results were extremely useful for identifying brokerage firms likely...
