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HJ Sims Reg D Offerings: Heads, HJ Sims Wins - Tails, Their Investors Lose - UPDATED December 14, 2022 with Footnote 2 and Footnote 3

By Craig McCann, Susan Song, Chuan Qin, and Mike Yan.

Introduction

We have been researching Reg D offerings. You can read our previous posts "Reg D Offerings Summary Statistics" here and "$8 Trillion of Broker-Sold Reg D Offerings" here. You can download and print or email this post by clicking here.

In our research, we have come across thousands of interesting Reg D Offerings. HJ Sims Reg D Offerings provide great examples of potential Reg D mischief.

The Reg D exemption from...

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