Our experts frequently write blog posts about the findings of the research we are conducting.
FINRA Regulatory Notice: Commodity Futures-Linked Securities
FINRA Press Release: Inverse Floating Rate CMOs
"it has fined HSBC Securities (USA) Inc. $375,000 for recommending unsuitable sales of inverse floating rate Collateralized Mortgage Obligations (CMOs) to retail customers. HSBC failed to adequately supervise the suitability of the CMO sales and fully explain the...
SLCG Research: Leveraged ETFs