A recent BrokerCheck report discloses that Bartholomew Sweeney (CRD #1703445) experienced an Employment Separation After Allegations from a previous employer, . Sweeney's employment history includes the following firms and periods:

Sweeney's BrokerCheck describes the allegations as follows: "Discharged after allegations including using discretion in a client account, failing to escalate a client's operational complaint, and engaging in business-related communications via non-Firm-approved communication channels."

While Sweeney had no customer complaints reported on his/her BrokerCheck report at the time of the reported separation, employment separation after allegations is a concerning disclosure in the securities brokerage industry.

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