A recent BrokerCheck report discloses that James Stoker (CRD #1380125) experienced an Employment Separation After Allegations from a previous employer, 
. Stoker's employment history includes the following firms and periods:
Stoker's BrokerCheck describes the allegations as follows: "Allegations of unapproved transmission of client information to a non-employee who helped the representative edit business-related materials."
While Stoker had no customer complaints reported on his/her BrokerCheck report at the time of the reported separation, employment separation after allegations is a concerning disclosure in the securities brokerage industry.
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