SLCG Economic Consulting's Logo

HSBC Issued $13,400,920 Contingent Income Auto-Callable Securities
April, 2025

$13,400,920 Contingent Income Auto-Callable Securities due August 23, 2024, priced on August 20, 2021, were issued by HSBC USA Inc. The pricing supplement for this note (CUSIP: 40439K425) can be found here.

The notes had a $10 face value and paid a quarterly coupon of $0.25625, so long as the notes had not been called and and Zoom all closed above 55% of their August 20, 2021 closing prices on a determination date. If and Zoom closed below 55% of their August 20, 2021 closing prices on a determination date, the notes did not pay a coupon.

If not previously called, at maturity, the notes returned $10 in principal if and Zoom all closed on the final determination date on August 20, 2024 and above 55% of their August 20, 2021 closing prices. If on August 20, 2024 and Zoom closed below 55% of their August 20, 2021 closing prices, the notes paid reduced principal euqal to $10 multiplied by the lowest ratio of and Zoom August 20, 2024 closing prices to their August 20, 2021 closing prices.

The notes have matured. They paid one coupon totaling $0.25625 and $1.76 repayment per $10 note. Investors thus suffered capital losses of $8.24 and net losses of $7.99. In the aggregate, investors in this note suffered $11,048,618 in capital losses and $10,705,220 in net losses. See Table 1 and Figure 1.

Table 1



Figure 1




SLCG estimated these losses based on publicly available information. The issuer ultimately determines the amounts paid which may differ from our estimates. Our reference to capital loss and net loss does not imply SLCG's view of how these losses are treated for tax purposes.


If you have questions about this post, please contact SLCG for an initial consultation or email us at info@SLCG.com.

SLCG Economic Consulting, LLC

For nearly 25 years, SLCG Economic Consulting, LLC ("SLCG") has provided consulting services to individuals, corporations and state and federal agencies mostly related to finance and economics. SLCG professionals include professionals with substantial academic and government experiences who conduct ongoing publishable research.

SLCG is a wholly owned subsidiary of McCann Yan Holdings, Inc., a Virginia incorporated company based in Northern Virginia.