- info@slcg.com
- 703.246.9380
Latest News
$370,000 UBS YES Award
In March 2021, a FINRA arbitration panel in Columbus, OH ordered UBS Financial Services to pay $342,127 in compensatory damages, plus approximately $28,000 in expert witness fees. You can read the award here. Craig McCann testified on liability...
[read more]
In March 2021, a FINRA arbitration panel in Columbus, OH ordered UBS Financial Services to pay $342,127 in compensatory damages, plus approximately $28,000 in expert witness fees. You can read the award here. Craig McCann testified on liability...
[read more]
$1.1 Million UBS YES Award
In March 2021, a FINRA arbitration panel in Denver, CO ordered UBS Financial Services to pay $1,044,242 in compensatory damages, plus approximately $53,442 in interest. You can read the award here. Craig McCann testified on liability and...
[read more]
In March 2021, a FINRA arbitration panel in Denver, CO ordered UBS Financial Services to pay $1,044,242 in compensatory damages, plus approximately $53,442 in interest. You can read the award here. Craig McCann testified on liability and...
[read more]
$420,000 Private Placement Real Estate and Equipment Leasing DPP Annuity Award
In February 2021, a FINRA panel in St. Louis, MO ordered Sunset Financial Services to pay $420,000 in compensatory damages, attorneys’ fees and costs. You can read the award here. Craig McCann testified on liability and damages over Sunset’s...
[read more]
In February 2021, a FINRA panel in St. Louis, MO ordered Sunset Financial Services to pay $420,000 in compensatory damages, attorneys’ fees and costs. You can read the award here. Craig McCann testified on liability and damages over Sunset’s...
[read more]
$20 million + Schottenstein v JPMorgan Structured Products Award
A FINRA Panel in Tampa, FL ordered JP Morgan to pay $18.95 million plus interest and attorneys fees over the sale of Autocallable reverse convertible structured products to an elderly client. You can read the Award here. Craig McCann testified on...
[read more]
A FINRA Panel in Tampa, FL ordered JP Morgan to pay $18.95 million plus interest and attorneys fees over the sale of Autocallable reverse convertible structured products to an elderly client. You can read the Award here. Craig McCann testified on...
[read more]
US District Court issues Final Judgment in SEC v RPM
In December 2020, the United States District Court for the District of Columbia granted Final Judgement in Securities and Exchange Commission v RPM International, Inc et al, Civ No. 16-1803. The SEC alleged that RPM failed to timely disclose a...
[read more]
In December 2020, the United States District Court for the District of Columbia granted Final Judgement in Securities and Exchange Commission v RPM International, Inc et al, Civ No. 16-1803. The SEC alleged that RPM failed to timely disclose a...
[read more]
$12.7 Million Estate Planning Equity Indexed Annuity Order
This month the King County Superior Court, State of Washington ordered CLA to pay $6.2 million in restitution and $6.5 million in civil penalties and issued injunctive relief in a case arising out of fraudulent free “estate planning” seminars...
[read more]
This month the King County Superior Court, State of Washington ordered CLA to pay $6.2 million in restitution and $6.5 million in civil penalties and issued injunctive relief in a case arising out of fraudulent free “estate planning” seminars...
[read more]
11th Circuit Affirms District Court Order Confirming $3.4 Million Puerto Rico Award
In December 2020, the US Court of Appeals for the 11th Circuit affirmed the April 2020 US District Court for the Southern District of Florida Order confirming an arbitration award against Morgan Stanley over Puerto Rico municipal bonds. You can...
[read more]
In December 2020, the US Court of Appeals for the 11th Circuit affirmed the April 2020 US District Court for the Southern District of Florida Order confirming an arbitration award against Morgan Stanley over Puerto Rico municipal bonds. You can...
[read more]
4th Circuit Court Reinstates $1.5 Million VXX Arbitration Award Against Interactive Brokers
In August 2020, the US 4th Circuit Court of Appeals reversed the US District Court for the Eastern District of Virginia’s Order vacating and remanding for hearing before a new arbitration panel a modified arbitration award against Interactive...
[read more]
In August 2020, the US 4th Circuit Court of Appeals reversed the US District Court for the Eastern District of Virginia’s Order vacating and remanding for hearing before a new arbitration panel a modified arbitration award against Interactive...
[read more]
Securities Litigation
and Consulting Group
Securities Litigation and Consulting Group, Inc ("SLCG") is a financial economics consulting firm based in the Virginia suburbs outside of Washington, DC. SLCG was founded in 2000 by Craig McCann, PhD, CFA to provide finance, economics and investment management consulting. Dr. McCann has 20 years experience analyzing investments in academia, government and private industry. Over the years, SLCG's staff has grown to include PhD, MA and BA level professionals with academic, industry and government experience.
SLCG provides consulting services and expert witnesses to law firms, publicly-traded corporations, banks, brokerage firms and individuals involved in complex litigation throughout the United States. Our litigation projects include securities class actions, trust management and brokerage industry disputes, white collar criminal proceedings and regulatory investigations. Our experts have testified in state and federal court and in various arbitration forums.
|
|
|
|
|
|
|
| ||||||||||||||
|
|
|
| ||||||||||||||
|
|
| ||||||
|
|
| ||||||