02-2008: Coutant and Goheen v Morgan Stanley Dean Witter et al - $1.016 Million Concentration Award
12-2007: Lackey v Casimir Capital and James Ahern - $94,500 Churning Award
11-2007: Riley v Associated Securities - $605,000 Asset Allocation Award
10-2007: McKinney v Merrill Lynch – $3.321 Million Concentration / Variable Prepaid Forward Award
07-2007: Piscevich et al v Associated Securities - $450,000 Asset Allocation Award
05-2007: Rayburn et al v HSBC Securities - $775,000 Structured Products Award
04-2007: Schunmann v Donald Sowa – Misrepresentation $314,000 Award
02-2007: Almquist at al v Merrill Lynch – $1.5 million Award
10-2006: Nolan v Merrill Lynch – $1.775 Million Concentration Award
10-2006: Cherry et al v Raymond James Annuity - $577,000 Award
05-2006: Bouse et al v Wedbush Morgan Securities, Inc. - $3.8 million CMO Award
05-2006: Yellen et al v Citigroup Global Markets (SSB) - $536,500 Award
05-2006: Stockhausen v Citigroup Global Markets (SSB), Jack Grubman - $452,363 Award
02-2006: Carruthers v Citigroup Global Markets (SSB) - $900,000 Award
10-2005: Bauer v Raymond James Annuity - $453,210 Award
05-2005: AG Edwards Exercise and Hold - $931,000 Award
04-2005: Desrosiers v Robert W. Baird, Inc. – Account Mismanagement $400,000 Award
03-2005: Salomon Smith Barney Exercise & Hold Case - $2.5 Million Award
01-2005: Cox v Bush – $630,000 Asset Allocation Award
01-2005: Salomon Smith Barney/Spartis/Elias Exercise & Hold Case - $448,000 Award
12-2004: Brush et al v Merrill Lynch – $1.1 Million 72(t) Award
11-2004: Rooney v Wachovia Securities, LLC – Fraud, Breach of Fiduciary Duty $567,000 Award
09-2004: Berry et al v Merrill Lynch – $752,000 72(t) Award
03-2004: Bokan v Merrill Lynch, Pierce, Fenner & Smith, Inc. – Suitability $405,000 Award
03-2004: District Court Grants Defendants’ Motion for Summary Judgment in WAXS Class Action
02-2004: Merrill Lynch Exercise & Hold Case - $6.4 Million Award
10-2003: Merrill Lynch Exercise & Hold Case - $1.73 Million Award
07-2002: Merrill Lynch Concentration Case - $7.74 Million Award
07-2002: District Court Affirms $7.74 Million Award Against Merrill Lynch
02-2001: Stanton v Cendant – $18.8 Million Securities Fraud Award


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