The Wall Street Journal, April 22, 2016 - "Is Your Broker Good or Bad?"
Jason Zweig's "The Intelligent Investor: Is Your Broker Good or Bad?" in this weekend's Wall Street Journal reports on recent published literature on broker misconduct. His article cites SLCG's recently completed analysis of 1.2 million BrokerCheck records. Craig McCann, Mike Yan and Chuan Qin are the principal authors of the study. Their findings are reported in How Widespread and Predictable is Stock Broker Misconduct?