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Vincent Allan Bresina-Hawkins discloses Employment Separation After Allegations
(August 2024)

A recent BrokerCheck report discloses that Vincent Bresina-hawkins (CRD #6431675) experienced an Employment Separation After Allegations from a previous employer, current-company-name. Bresina-Hawkins' employment history includes the following firms and periods:
previous-company-name
Bresina-Hawkins' BrokerCheck describes the allegations as follows: "Registered Representative failed to follow firm policy by not providing a copy of a statement written by the Registered Representative when requested by the firm."

While Bresina-Hawkins had no customer complaints reported on his/her BrokerCheck report at the time of the reported separation, employment separation after allegations is a concerning disclosure in the securities brokerage industry.


If you have questions about this post, about current-company-name and/or Vincent Bresina-hawkins or about the management of your accounts, please contact SLCG for an initial consultation or email us at BrokerInquiry@SLCG.com.

SLCG Economic Consulting, LLC

SLCG Economic Consulting, LLC ("SLCG") provides finance, economics, and investment management consulting services. Our clientele includes law firms, banks, brokerage firms, and individuals embroiled in complex litigation, for whom we offer expert witness services. Our team consists of highly qualified professionals holding PhD and MA-level degrees, with extensive experience across academia, industry, and government. We have provided expert testimony in state and federal courts, and in arbitration forums.

SLCG is a wholly owned subsidiary of McCann Yan Holdings, Inc., a Virginia incorporated company based in Northern Virginia.