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Nolan v Merrill Lynch - $1.775 Million Concentration Award

In October 2006, an NASD arbitration panel in San Francisco, CA ordered Merrill Lynch to pay $1.775 million to a Claimant. Claimant alleged that Merrill Lynch failed to provide suitable recommendations for hedging or diversifying a concentrated Dell stock position during and after a lockup period. Dr. McCann testified on behalf of the Claimants.

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Craig J. McCann
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