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Coleman v Citigroup - $230,667 ASTA Five Award

In February 2011, a FINRA arbitration panel in Los Angeles, CA ordered Citigroup to pay Claimants $230,667 over the sale of Citigroup's ASTA Five leveraged municipal bond hedge fund. The award was made after a hearing wherein the Claimants alleged that Respondent breached contractual and fiduciary duties and misrepresented ASTA Five. Dr. McCann testified on behalf of the Claimants.

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Craig J. McCann
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