SLCG's research and testimony frequently results in press coverage and awards, decisions or orders.

07-2010:	The Wall Street Journal, July 27, 2010 - “Crisis-Era Munis Haunt Wall Street\"
05-2010:	New York Times, May 21, 2010 – “‘100% Protected’ Isn’t as Safe as It Sounds”
05-2010:	Bloomberg, May 17, 2010 – “JPMorgan’s 64 Percent Note Shows Risks of Reverse Convertibles”
04-2010:	Los Angeles Times, April 26, 2010 – “Schwab case shows pain of a bond market\'s collapse on small investors\"
04-2010:	The Wall Street Journal, April 15, 2010 - “About Those Alleged Short-Term Funds...\"
04-2010:	Investment News, April 7, 2010 – “FINRA, SEC and state regulators swarm Morgan Keegan with fraud cha
03-2010:	Reuters, March 29, 2010 – “Complex notes with principal guarantees spring back”
11-2009:	The Sacramento Bee, Friday, Nov. 13, 2009 – “SMUD sues Wall St. firms over alleged bid rigging”
09-2009:	Securities Litigation and Consulting Group, Inc. Releases Leveraged Municipal “Arbitrage” Study
05-2009:	Birmingham Business Journal, May 1, 2009 – “Morgan Keegan suits loom large over Regions Financial”
04-2009:	Barron’s, April 13, 2009 – “Designed to Deceive: Equity Indexed Annuities”
01-2009:	SLCG Announces Updated Regions Morgan Keegan Bond Fund Study
10-2008:	SLCG Announces Regions Morgan Keegan Bond Fund Study
09-2008:	NASAA Submits SLCG’s An Economic Analysis of Equity-Indexed Annuities to the SEC
07-2008:	SIFMA Calls SEC’s Proposed Market Data Order “Fatally Flawed”
07-2008:	The Securities and Exchange Commission Issues Equity-Indexed Annuities Rule Proposal
05-2008:	Dateline NBC Investigates Equity-Indexed Annuities
05-2008:	Trust & Estates: Custom Bond Valuations
04-2008:	18th Annual International Institute for Securities Market Development
03-2008:	Cornell University School of Law
10-2007:	Risk Managment Workshop
09-2007:	31st Annual Southwestern Securities Enforcement Conference
06-2007:	Study: Mandatory Arbitration of Securities Disputes
06-2007:	Press Release: Securities Arbitration Study
05-2007:	Minimizing Longevity Risk
04-2007:	Equity-indexed annuities
03-2007:	Arbitration Is a Tough Climb
03-2007:	Annuities complaint sends up red flag
02-2007:	Class action litigation looms...
02-2007:	Equity-indexed annuities
01-2007:	Things to look for in ’07
12-2006:	Buying Index Funds Through Brokers...
12-2006:	Equity-linked structured notes
12-2006:	The Risk of Measuring Risk
12-2006:	Steering Investors to Sure-Fire Lower Returns
12-2006:	Research on variable annuities...
09-2006:	Integrity Matters: Taking an Ethical Approach...
09-2006:	Indexed-Annuities: Too Good to be True?
08-2006:	3 Retirement Deals You Can Do Without
07-2006:	Mind your money, and your broker
06-2006:	Excessive fund fees
05-2006:	Homework Key to Avoiding Investor Pitfalls
05-2006:	Citigroup Ruling May Embolden Affluent Investors
05-2006:	Fixed Income Markets in Ottawa
04-2006:	Annuities With an S&P Return
04-2006:	Lessons from U.S. Corporate and Municipal...
03-2006:	Study riles advocates of equity index annuity
02-2006:	Secondary Transaction Costs
12-2005:	Broker Haggle Guide
09-2005:	Spanning the Transparency Divide
07-2005:	NASDAQ Adds Four More Indexes
05-2005:	Transparency Could Save Investors $1B
05-2005:	Corporate Bond Market Transparency...
05-2005:	U.S. Bond Market Transparency
05-2005:	Lessons from U.S. Corporate Bond Market...
02-2005:	...Bond Market Transparency Initiatives
02-2005:	Primuni's First, and So Far Only...
11-2004:	Fixed Income Markets in Montreal
11-2004:	Employee Stock Options...
11-2004:	Survey Finds Hidden Trading Costs
10-2004:	Bond Markets: Ripe
10-2004:	Groups Urge More Transparency in Corp. Bond...
09-2004:	Sting of scandal followed by lower fees...
08-2004:	Mom and Pop Pay Steep Price To Trade Munis
07-2004:	Why Brokers Want You to Buy 'B Shares'
06-2004:	An Overview of the Regulation of the...
04-2004:	True fund costs tricky to figure
04-2004:	SEC's Agreement with MFS Puts Mutual Funds...
03-2004:	How much does trading cost?
03-2004:	Funds' risk changes at disclosure times...
03-2004:	“Concentrated Stock Dangers
02-2004:	Fund group pushes new disclosures
02-2004:	New Light on Hidden Fees
02-2004:	Can the Muni Market Be Made Safe for Investors?
02-2004:	Muni Bonds Can Cost More to Trade than Stocks
02-2004:	Pricey Municipal Bonds
02-2004:	Muni Trading Costs High
02-2004:	...Quality of Fixed Income Markets in Ottawa
01-2004:	Study finds large mutual funds have undisclosed...
01-2004:	Massachusetts Financial in Talks to Settle...
10-2003:	Damage Theories Under State Law for Securities...
03-2003:	Morgan Stanley is sued on 'Break Points'
02-2002:	How to make money in mutual funds...
04-1998:	Choosing the Right Class of Shares Can Add Up..

Date: 07-2008
The Securities and Exchange Commission Issues Equity-Indexed Annuities Rule Proposal


The Securities and Exchange Commission proposed a new rule which would clarify the status of equity-indexed annuities and would extend the full protections of the federal securities laws – full and accurate disclosure of all material facts and fair dealing in sales practices – to purchasers of contracts whose payoffs were more likely than not to vary with the performance of a security or index of securities. Read the rule. The public is invited to submit a comment on this rule proposal by September 10, 2008. Submit a comment.